Richard Tartarini
Richard Tartarini is a registered investment advisor at LPL Financial LLC, based in Lynnfield, MA, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
220 Broadway, Suite 403, Lynnfield, MA, 01940
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Regulatory History (1)
Customer Dispute
May 2023Other Business ActivitiesSells Insurance
Richard operates Legacy Financial Advisors and Tartarini Financial Services as DBAs for his LPL business, dedicating full-time hours to the latter. He also sells non-variable insurance through Madison Brokerage Insurance, spending minimal time on this, and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Painewebber IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.