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Linda Loughlin
17 Years of Experience
Huntersville, NC
1 DisclosureBroker
Linda Loughlin is a registered investment advisor at Raymond James & Associates, INC., based in Huntersville, NC, with 17 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
8015 West Kenton Circle, Suite 105, Huntersville, NC, 28078
Get directionsHistory
Regulatory History (1)
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Criminal
May 2000Final Disposition
Other Business Activities
Linda works as a delivery driver for DoorDash since May 2023, dedicating a few hours per week to this activity. This activity is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 4 yrs 11 mos
Raymond James & Associates, INC.Broker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2013 - June 2021 · 7 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
December 2013 - June 2021 · 7 yrs 6 mos
UBS Financial Services INC.Broker
June 2012 - November 2013 · 1 yr 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
October 2010 - October 2011 · 1 yr
J.J.B Hilliard, W.L. Lyons, LLCBroker
October 2007 - May 2009 · 1 yr 7 mos
RBC Dain Rauscher INC.Broker
May 2006 - September 2007 · 1 yr 4 mos
State Registrations2 states
NCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.