Frank Locatell is a CFP-designated registered investment advisor at Fiducient Advisors LLC, based in Goshen, NY, with 26 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,239 clients with $98B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees are customized and negotiated in advance based on account type, complexity, and scope. Non-discretionary advisory fees typically range from 0.01% to 1.0%, while discretionary wealth management fees range up to 1.0%.
Fee Estimator
Location
Goshen, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Fiducient Advisors LLC
Previous Registrations
Fiduciary Investment Advisors, LLC
Transamerica Retirement Advisors, LLC
Transamerica Investors Securities CorporationBroker
Diversified Investors Securities CORP.Broker
Financial Network Investment CorporationBroker
Bisys Brokerage Services, INC.Broker
Mds Securities IncorporatedBroker
Uslife Equity Sales CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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