TrueAdvisor
TrueAdvisor
KC
ChFC
KC
ChFC

Kenneth Christie

Spectrum Wealth Advisory Group, LLC
34 Years of Experience
Granite Bay, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Kenneth Christie is a ChFC-designated registered investment advisor at Spectrum Wealth Advisory Group, LLC, based in Granite Bay, CA, with 34 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Education Planning, and 8 more. Their firm serves 670 clients with $450M in assets under management.

Spectrum Wealth Advisory Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3 advisors
Number of Clients
670 clients
Average Client Portfolio
$665K average
Assets Under Management
$445.4M

Fee Structure

Minimum Investment:None
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee is up to 1.75% for Asset Management and up to 2.25% for Comprehensive Portfolio Management. Fees are negotiable and billed quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5925 Granite Lake Drive, Suite 130, Granite Bay, CA, 95746

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth is involved in several business activities, including non-variable insurance (spending about 10-20% of his time and a few hours per week), investment advisory services through Spectrum Wealth Advisory Group, LLC (nearly full-time), real estate rental through KCGC Group, LLC and other properties (minimal time), and serving as a board member for Rutherford Capital, Inc (minimal time). He also has an entity for accounting purposes.

Employment History
Current Registrations
Spectrum Wealth Advisory Group, LLC
September 2018 - Present · 8 yrs 1 mo
LPL Financial LLCBroker
August 2006 - Present · 20 yrs 2 mos
Previous Registrations
The Wealth Consulting Group
April 2016 - January 2019 · 2 yrs 9 mos
LPL Financial LLC
August 2006 - March 2019 · 12 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
May 1992 - August 2006 · 14 yrs 3 mos
Robert W. Baird & CO. IncorporatedBroker
May 1992 - January 2002 · 9 yrs 8 mos
State Registrations15 states
AZCAFLIDMNNCNVNYORPATNTXUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Granite Bay, CA →All financial advisors in California →