Jonathan Holmes
Jonathan Holmes is a registered investment advisor at LPL Financial LLC, based in Austin, TX, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8834 N. Capital of TX Highway Suite 100, Austin, TX, 78759
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2002Other Business ActivitiesSells Insurance
Jonathan operates Upstream Investment Partners as a DBA for his LPL business, dedicating full-time hours to it. He also runs Upstream Benefit Solutions, selling non-variable insurance, and manages Terra Lumen Energy Partners and Akamai 5280 Tax Professionals LLC, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
Spc
Sigma Financial CorporationBroker
Rsm Mcgladrey, INC.
Ameriprise Advisor Services, INC.Broker
Ameriprise Advisor Services, INC.
Dickinson & CO.Broker
J. W. Gant & Associates, INC.Broker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.