Miklos Gudricza
Miklos Gudricza is a registered investment advisor at LPL Financial LLC, based in Westport, CT, with 28 years of industry experience. Miklos is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
495 Post Rd E, Ste 209, Westport, CT, 06880
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2012Other Business ActivitiesSells Insurance
Miklos operates under the DBA JorMik Capital for his LPL business since 2019, dedicating about a quarter of his time. He also has a business entity, JorMik Capital Holdings, LLC, for tax/investment purposes, taking minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
David Lerner Associates, INC.Broker
Belle Haven Investments, L.P.Broker
Schonfeld Securities, LLCBroker
Lcp Capital CORP.Broker
Monroe Parker Securities, INC.Broker
Fortis Investors, INC.Broker
Biltmore Securities, INCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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