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Jordan Kerner

LPL Financial LLC
17 Years of Experience
Westport, CT
1 DisclosureBroker
View SEC Summary
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Jordan Kerner is a registered investment advisor at LPL Financial LLC, based in Westport, CT, with 17 years of industry experience. Jordan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

495 Post Rd E, Ste 209, Westport, CT, 06880

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jordan operates JorMik Capital as a DBA for his LPL business. He also has JormikCapital Holdings and PAG Growth Partners for tax/investment purposes, dedicating minimal time to PAG Growth Partners.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
July 2015 - July 2021 · 6 yrs
Waddell & ReedBroker
July 2015 - July 2021 · 6 yrs
David Lerner Associates, INC.Broker
March 2009 - July 2015 · 6 yrs 4 mos
David Lerner Associates, INC.Broker
November 2008 - February 2009 · 3 mos
State Registrations9 states
CTFLGANCNJNYOHRIVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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