Sandra Rose is a ChFC-designated registered investment advisor at LPL Financial LLC, based in New Canaan, CT, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
New Canaan, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Sandra is a real estate agent with NorthEast Referral Group since 2008, but spends no time on it. She also operates under two DBAs for her LPL business: Prosperous Planning, taking about a quarter of Sandra's time, and Sikorsky Wealth Management, taking about a third of her time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Aspire Advisors, LLC
Hamilton Cavanaugh & Associates, INC.Broker
Tiaa-Cref Individual & Institutional Services, LLCBroker
Tiaa-Cref Advice and Planning Services
Strategic Advisers, INC.
Fidelity Brokerage Services LLCBroker
David J. Greene and Company, LLCBroker
Babson Securities CorporationBroker
Fidelity Distributors CorporationBroker
State Registrations11 states
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