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Matthew Buchsbaum
34 Years of Experience
New York, NY
2 DisclosuresBroker
Matthew Buchsbaum is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 34 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
299 Park Ave, 26th Floor, New York, NY, 10171
Get directionsHistory
Regulatory History (2)
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Customer Dispute
February 2020Award / Judgment
Customer Dispute
August 2019Final
Employment History
Current Registrations
UBS Financial Services INC.
November 2015 - Present · 10 yrs 11 mos
UBS Financial Services INC.
November 2015 - Present · 10 yrs 11 mos
UBS Financial Services INC.Broker
November 2015 - Present · 10 yrs 11 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
January 2007 - December 2015 · 8 yrs 11 mos
Credit Suisse Securities (USA) LLCBroker
January 2003 - December 2015 · 12 yrs 11 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
August 1999 - January 2003 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
May 1992 - August 1999 · 7 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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