David Gray is a CFP-designated registered investment advisor at LPL Financial LLC, based in Scottsdale, AZ, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
17550 N Perimeter Dr Ste 100, Scottsdale, AZ, 85255-7830
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David owns David A. Gray, LLC for tax/investment purposes and operates his LPL business under the DBA Buttonwood Financial Partners, dedicating about a quarter of his time. He also acts as a trustee for two irrevocable trusts for his children, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations16 states
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