TrueAdvisor
TrueAdvisor
SG
SG

Stanley Goldring

Arete Wealth Advisors, LLC
54 Years of Experience
Melville, NY
1 DisclosureBroker
View SEC Summary
View SEC Summary

Stanley Goldring is a registered investment advisor at Arete Wealth Advisors, LLC, based in Melville, NY, with 54 years of industry experience. Stanley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 5,426 clients with $2.7B in assets under management.

Arete Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
5,426 clients
Average Client Portfolio
$506K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $249K3.00%
$249K - $750K2.50%
$750K - $1.5M2.00%
$1.5M - $5.0M1.75%
$5M+1.50%

Fees are negotiable and tailored to each client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

425 Broadhollow RD. Suite 325, Melville, NY, 11747

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1990
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stanley is a trustee for two brokerage accounts, spending minimal time on investment and administrative decisions. He is also a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC, dedicating full-time hours to these investment-related activities.

Employment History
Current Registrations
Arete Wealth Advisors, LLC
July 2022 - Present · 4 yrs 3 mos
Arete Wealth Management, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
National Asset Management, INC.
January 2021 - July 2022 · 1 yr 6 mos
National Securities CorporationBroker
January 2021 - July 2022 · 1 yr 6 mos
Ladenburg Thalmann Asset Management INC
May 2008 - December 2020 · 12 yrs 7 mos
Ladenburg Thalmann & CO. INC.Broker
May 2008 - December 2020 · 12 yrs 7 mos
Punk, Ziegel & Company, L.P.Broker
January 1999 - May 2008 · 9 yrs 4 mos
Jwgenesis Securities, INC.Broker
January 1997 - December 1998 · 1 yr 11 mos
Ladenburg, Thalmann & CO., INC.Broker
June 1983 - December 1996 · 13 yrs 6 mos
Advest, INC.Broker
March 1974 - June 1983 · 9 yrs 3 mos
Sartorius & CO.Broker
January 1972 - June 1974 · 2 yrs 5 mos
State Registrations2 states
FLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Melville, NY →All financial advisors in New York →