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Scott Cantor

Arete Wealth Advisors, LLC
25 Years of Experience
Melville, NY
2 DisclosuresBroker
View SEC Summary
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Scott Cantor is a registered investment advisor at Arete Wealth Advisors, LLC, based in Melville, NY, with 25 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 5,426 clients with $2.7B in assets under management.

Arete Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
5,426 clients
Average Client Portfolio
$506K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $249K3.00%
$249K - $750K2.50%
$750K - $1.5M2.00%
$1.5M - $5.0M1.75%
$5M+1.50%

Fees are negotiable and tailored to each client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

425 Broadhollow RD. Suite 325, Melville, NY, 11747

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2013
Customer Dispute
November 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Scott is a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC, all starting in July 2022. These roles are investment-related and take up his full time.

Employment History
Current Registrations
Arete Wealth Advisors, LLC
July 2022 - Present · 4 yrs 3 mos
Arete Wealth Management, LLCBroker
July 2022 - Present · 4 yrs 3 mos
Previous Registrations
National Asset Management, INC.
May 2017 - July 2022 · 5 yrs 2 mos
National Securities CorporationBroker
November 2016 - July 2022 · 5 yrs 8 mos
Sovereign Global Advisors, LLC
September 2016 - November 2016 · 2 mos
Sovereign Global Advisors LLCBroker
May 2014 - November 2016 · 2 yrs 6 mos
Saxony Securities, INC.Broker
October 2009 - December 2013 · 4 yrs 2 mos
Wunderlich Securities, INC.Broker
March 2007 - October 2009 · 2 yrs 7 mos
Capital Securities of America, INC.Broker
November 2005 - March 2007 · 1 yr 4 mos
Schonfeld Securities, LLCBroker
May 1997 - June 2002 · 5 yrs 1 mo
State Registrations9 states
AZCAFLMAMNMONJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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