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David Lynn

Arete Wealth Advisors, LLC
58 Years of Experience
Melville, NY
1 DisclosureBroker
View SEC Summary
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David Lynn is a registered investment advisor at Arete Wealth Advisors, LLC, based in Melville, NY, with 58 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 5,426 clients with $2.7B in assets under management.

Arete Wealth Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
146 advisors
Number of Clients
5,426 clients
Average Client Portfolio
$506K average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $249K3.00%
$249K - $750K2.50%
$750K - $1.5M2.00%
$1.5M - $5.0M1.75%
$5M+1.50%

Fees are negotiable and tailored to each client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

425 Broadhollow Road, Suite 325, Melville, NY, 11747

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2011
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is a registered representative/advisor for Fincadia LLC, Fincadia Wealth Management LLC, and Fincadia Capital Partners LLC, all since January 2023. These are all full-time, investment-related activities.

Employment History
Current Registrations
Arete Wealth Advisors, LLC
January 2023 - Present · 3 yrs 9 mos
Arete Wealth Management, LLCBroker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Ameriprise Financial Services, LLC
April 2021 - January 2023 · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
January 2015 - January 2023 · 8 yrs
Oppenheimer & CO. INC.Broker
July 2004 - February 2015 · 10 yrs 7 mos
Ryan Beck & CO.Broker
April 2002 - July 2004 · 2 yrs 3 mos
Gruntal & CO., L.L.C.Broker
May 1980 - May 2002 · 22 yrs
Shearson Loeb Rhoades INC.Broker
September 1979 - June 1980 · 9 mos
Loeb PartnersBroker
January 1978 - September 1979 · 1 yr 8 mos
Loeb Rhoades & CO. INC.Broker
January 1977 - January 1978 · 1 yr
Loeb, Rhoades & CO. INC.Broker
October 1975 - January 1977 · 1 yr 3 mos
Edwards & HanlyBroker
June 1968 - November 1975 · 7 yrs 5 mos
State Registrations5 states
COCTFLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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