JD
JD
Joseph Duarte is a registered investment advisor at Morgan Stanley, based in New York, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 28th Floor, New York, NY, 10055
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Regulatory History (2)
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Regulatory
May 1998Final
Customer Dispute
July 1996Award / Judgment
Other Business Activities
Joseph is a partner in 10 Ohio, LLC, a real estate venture, and a sole proprietor/owner of 35 E. 38th St. LLC, also in real estate, dedicating minimal time to each. He is also a member of 3) 220 14th St. LLC, formed to buy a vacation home, with no duties.
Employment History
Current Registrations
Morgan StanleyBroker
April 2023 - Present · 3 yrs 3 mos
Morgan Stanley
April 2023 - Present · 3 yrs 3 mos
Previous Registrations
First Republic Investment Management, INC.
September 2020 - May 2023 · 2 yrs 8 mos
First Republic Securities Company, LLCBroker
July 2020 - May 2023 · 2 yrs 10 mos
J.P. Morgan Securities LLC
September 2011 - August 2020 · 8 yrs 11 mos
J.P. Morgan Securities LLCBroker
February 2009 - August 2020 · 11 yrs 6 mos
Joseph Gunnar & CO. LLCBroker
January 1998 - February 2009 · 11 yrs 1 mo
First Asset Management, INC.Broker
February 1993 - December 1997 · 4 yrs 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.