MZ
MZ

Mark Zeller

32 Years of Experience
East Hampton, NY
1 DisclosureBroker

Mark Zeller is a registered investment advisor at UBS Financial Services INC., based in East Hampton, NY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

East Hampton, NY

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History

Regulatory History (1)
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Customer Dispute
February 2019
Award / Judgment
Other Business Activities

Mark is a board member and secretary for the Jack Martin Fund, dedicating minimal time to these roles. These activities are not investment-related.

Employment History
Current Registrations
UBS Financial Services INC.
July 2009 - Present · 16 yrs 10 mos
UBS Financial Services INC.
July 2005 - Present · 20 yrs 10 mos
UBS Financial Services INC.Broker
July 2005 - Present · 20 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.Broker
April 1996 - July 2005 · 9 yrs 3 mos
Smith Barney INC.Broker
September 1993 - October 1995 · 2 yrs 1 mo
State Registrations48 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMEMIMNMONCNHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.