DS
DS
David Searcy is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243
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Regulatory History (5)
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Customer Dispute
December 2016Award / Judgment
Employment Separation After Allegations
February 2013Customer Dispute
July 2012Settled
Customer Dispute
July 2001Closed-No Action
Customer Dispute
April 1996Settled
Employment History
Current Registrations
Morgan Stanley
February 2013 - Present · 13 yrs 3 mos
Morgan StanleyBroker
February 2013 - Present · 13 yrs 3 mos
Previous Registrations
Morgan Stanley
February 2013 - February 2013 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1999 - March 2013 · 13 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1999 - March 2013 · 13 yrs 6 mos
Amsouth Investment Services, INC.Broker
August 1992 - September 1999 · 7 yrs 1 mo
State Registrations24 states
ALARAZCADCDEFLGAILINKYLAMDMOMSNCNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.