TN
TN
Thomas Norris is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243
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Regulatory History (1)
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Customer Dispute
April 2008Settled
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
February 2008 - June 2009 · 1 yr 4 mos
Morgan Stanley & CO. Incorporated
February 2008 - June 2009 · 1 yr 4 mos
UBS Financial Services INC.Broker
May 2006 - March 2008 · 1 yr 10 mos
UBS Financial Services INC.
April 2006 - March 2008 · 1 yr 11 mos
Amsouth Asset Management, INC.
October 2003 - May 2006 · 2 yrs 7 mos
Amsouth Investment Management Company LLC
June 2001 - October 2003 · 2 yrs 4 mos
State Registrations27 states
AKALARAZCACODCDEFLGAIDINLAMAMDMIMSMTNCNJNYORSCTNTXWAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.