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Stephen Vise is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 56 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 1999Closed-No Action
Employment History
Current Registrations
Morgan Stanley
April 2012 - Present · 14 yrs 5 mos
Morgan StanleyBroker
April 2012 - Present · 14 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 1983 - April 2012 · 28 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - April 2012 · 33 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
June 1974 - September 1978 · 4 yrs 3 mos
J.C. Bradford & CO.Broker
April 1969 - June 1974 · 5 yrs 2 mos
State Registrations32 states
ALCACOFLGAHIIDILINKYLAMAMDMEMIMOMSNCNDNENMNYOHPASCTNTXVAWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.