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Patrick Morgan is a registered investment advisor at Morgan Stanley, based in Birmingham, AL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3500 Colonnade Parkway, Suite 200, Birmingham, AL, 35243
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2008Pending
Other Business Activities
Patrick is a board member of 1st and Ten Club of Alabama Inc, a non-profit organization, since 2006. He dedicates minimal time to this activity both during and after business hours.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
November 2005 - April 2007 · 1 yr 5 mos
Morgan Stanley
November 2005 - April 2007 · 1 yr 5 mos
A. G. Edwards & Sons, INC.
August 2000 - November 2005 · 5 yrs 3 mos
A. G. Edwards & Sons, INC.Broker
May 2000 - November 2005 · 5 yrs 6 mos
State Registrations36 states
ALARAZCACOCTDCDEFLGAIDILINKSLAMAMDMIMOMSNCNHNJNYOHOKORPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.