JJ
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John Joyce

32 Years of Experience
Chicago, IL
1 DisclosureBroker

John Joyce is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside, Suite 700, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Denied
Other Business Activities

John is a general partner at Private Capital Partners since 2001 and a manager at ReJoyce4 LLC since 2019. He dedicates minimal time to each of these businesses.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
September 2020 - Present · 5 yrs 8 mos
Raymond James & Associates, INC.
September 2020 - Present · 5 yrs 8 mos
Raymond James & Associates, INC.
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Morgan Stanley
June 2009 - September 2020 · 11 yrs 3 mos
Morgan StanleyBroker
June 2009 - September 2020 · 11 yrs 3 mos
Citigroup Global Markets INC.Broker
July 2008 - June 2009 · 11 mos
Citigroup Global Markets INC.
July 2008 - June 2009 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 1999 - July 2008 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - July 2008 · 8 yrs 8 mos
Morgan Stanley & CO., IncorporatedBroker
October 1993 - November 1999 · 6 yrs 1 mo
State Registrations25 states
AZCACOCTDCDEFLGAILINMAMIMNMTNCNHNJNYOHSDTNTXUTWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Joyce - Financial Advisor | TrueAdvisor