Mitchell Avnet is a registered investment advisor, based in New York, NY, with 30 years of industry experience.
Location
40 Exchange Place, Suite 402, New York, NY, 10005
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mitchell is a managing partner at Compliance Risk Concepts, working about half of his time, and holds compliance roles at Melius Research LLC, 15 Equity, LLC, and MoffettNathanson LLC, dedicating a few hours per week to each. He also serves as a Supervisory Principal at EC Securities and a board member at Stockpile, Inc., spending minimal time on the latter.
Employment History
Current Registrations
Meridian Platform Securities, LLCBroker
Meridian Platform Securities, LLC
Melius Research
Previous Registrations
Arta Finance Securities LLCBroker
Four Points Capital Partners LLCBroker
Stockpile Investments, INC.Broker
Benchmark Investments, INC.Broker
Cherry TradingBroker
Code Advisors LLCBroker
First AvenueBroker
Ifp Securities, LLCBroker
Pinhook Capital, LLC
Nms Capital Advisors, LLC.Broker
Third Party Trade LLCBroker
Frontcourt Securities LLCBroker
Four Points Capital Partners LLCBroker
Four Points Capital Partners LLCBroker
Lucia Wealth Services
Lucia Securities, LLCBroker
Lincoln Financial Securities Corporation
Lincoln Financial Advisors CorporationBroker
Lincoln Financial Investment Services CorporationBroker
Lincoln Financial Securities CorporationBroker
Lincoln Financial Distributors, INC.Broker
PNC Investments
Harris Williams & CO.Broker
J.J.B Hilliard, W.L. Lyons, LLCBroker
Hilliard Lyons
PNC InvestmentsBroker
PNC Capital Markets LLCBroker
Wachovia Capital Markets, LLCBroker
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
UBS Warburg LLCBroker
D. E. Shaw Securities, L.P.Broker
D. E. Shaw Investments, L.P.Broker
Tucker Anthony IncorporatedBroker
Smith Barney INC.Broker
Wertheim Schroder & CO. IncorporatedBroker
State Registrations4 states
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