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CA
CA

Cary Allison

Kera Capital Partners
34 Years of Experience
Granite Bay, CA
2 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Cary Allison is a registered investment advisor at Kera Capital Partners, based in Granite Bay, CA, with 34 years of industry experience. Cary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Real Estate Investing, and 1 more. Their firm serves 329 clients with $1.4B in assets under management.

Kera Capital Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12 advisors
Number of Clients
329 clients
Average Client Portfolio
$4.1M average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:$300K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual advisory fee is 1.25%, billed monthly based on the average daily balance. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5955 Granite Lake Drive, Suite 160, Granite Bay, CA, 95746

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2004
Denied
Customer Dispute
March 2003
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Cary works as an insurance broker for Highland Capital Brokerage, selling insurance products for commission, dedicating minimal time to this activity. Cary also has an investment-related trust since 2022, spending minimal time on it.

Employment History
Current Registrations
Kera Capital Partners
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Morgan StanleyBroker
June 2009 - October 2023 · 14 yrs 4 mos
Morgan Stanley
June 2009 - October 2023 · 14 yrs 4 mos
Morgan Stanley & CO. IncorporatedBroker
December 2007 - June 2009 · 1 yr 6 mos
Morgan Stanley & CO. Incorporated
December 2007 - June 2009 · 1 yr 6 mos
Wachovia Securities, LLC
July 2003 - December 2007 · 4 yrs 5 mos
Wachovia Securities, LLCBroker
July 2003 - December 2007 · 4 yrs 5 mos
Prudential Securities Incorporated
September 2000 - July 2003 · 2 yrs 10 mos
Prudential Securities IncorporatedBroker
September 2000 - July 2003 · 2 yrs 10 mos
U.S. Bancorp Piper Jaffray INC.Broker
February 1995 - September 2000 · 5 yrs 7 mos
Painewebber IncorporatedBroker
January 1995 - February 1995 · 1 mo
Kidder, Peabody & CO. IncorporatedBroker
September 1992 - January 1995 · 2 yrs 4 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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