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Bradford Orben

March Capital CORP.
26 Years of Experience
Fairfield, CT
Broker
View SEC Summary
View SEC Summary

Bradford Orben is a registered investment advisor at March Capital CORP., based in Fairfield, CT, with 26 years of industry experience. Bradford is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning.

March Capital CORP.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Assets Under Management
$82.4M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5.0M - $20.0M0.50%
$20M+0.40%

Fees are generally negotiable and memorialized in the client's advisory agreement.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Fairfield, CT

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Bradford is dually-registered as an Investment Advisor Representative with Snowwater Investment Partners, LLC and as a Registered Representative with March Capital Corp. Approximately 90% of Bradford's time is dedicated to Snowwater, with the remaining time spent with March.

Employment History
Current Registrations
March Capital CORP.Broker
February 2021 - Present · 5 yrs 8 mos
March Capital CORP.
February 2021 - Present · 5 yrs 8 mos
Snowwater Investment Partners, LLC
January 2021 - Present · 5 yrs 9 mos
Previous Registrations
Quest Capital Strategies, INC.Broker
January 2017 - March 2019 · 2 yrs 2 mos
Clark Dodge & CO., INC.Broker
June 2013 - April 2015 · 1 yr 10 mos
Quest Capital Strategies, INC.Broker
January 2010 - August 2011 · 1 yr 7 mos
Bny Capital Markets INC.Broker
January 2008 - February 2008 · 1 mo
Bny Investment Center INC.
January 2006 - November 2007 · 1 yr 10 mos
Bny Investment Center INC.Broker
November 2004 - January 2008 · 3 yrs 2 mos
Dreyfus Service Corporation
August 2004 - November 2004 · 3 mos
Dreyfus Service CorporationBroker
October 1997 - November 2004 · 7 yrs 1 mo
Quick & Reilly, INC.Broker
December 1992 - September 1997 · 4 yrs 9 mos
State Registrations2 states
CTNY
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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