TH
CFP
TH
CFP

Tadd Hicks

33 Years of Experience
St Louis, MO
Broker

Tadd Hicks is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

9900 Clayton Road, St Louis, MO, 63124

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Tadd owns two rental properties, with his father handling rent collection and repairs, requiring minimal time. He also serves as a director for Warren County Bancshares/The Missouri Bank, a role he's held for about twenty years, dedicating a few hours per week.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 10 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 10 mos
Previous Registrations
UBS Financial Services INC.
July 1995 - October 2016 · 21 yrs 3 mos
UBS Financial Services INC.Broker
October 1992 - October 2016 · 24 yrs
State Registrations19 states
ARCACOCTFLGAIAILMDMONCNVNYOHPASDTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Tadd Hicks - Financial Advisor | TrueAdvisor