KR
ChFC
KR
ChFC

Kevin Ross

32 Years of Experience
2 DisclosuresBroker
Areas of Practice
Insurance PlanningEstate PlanningTax PlanningRetirement PlanningBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
150 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
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Location

2520 Northwinds Parkway, Suite 309, Alpharetta, GA, 30009

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025
Pending
Regulatory
December 2011
Final
Other Business Activities

Kevin volunteers for ZOA, a non-profit organization, dedicating about 10-20% of his time to advancing the US-Israel relationship, combating anti-semitism, and protecting civil rights. He also works full-time as an Investment Advisor Representative (IAR) for Cardea Capital Advisors, managing client assets.

Employment History
Current Registrations
Innovation Partners LLCBroker
September 2024 - Present · 1 yr 5 mos
Innovation Partners LLC
September 2024 - Present · 1 yr 5 mos
Cardea Capital Advisors, LLC
March 2024 - Present · 1 yr 11 mos
Previous Registrations
Cape Securities INC.Broker
December 2023 - April 2024 · 4 mos
Cape Investment Advisory, INC.
October 2023 - April 2024 · 6 mos
Bridgeway Wealth Partners, LLC
August 2020 - December 2023 · 3 yrs 4 mos
Saxony Securities, INC.Broker
August 2020 - May 2021 · 9 mos
Equitable Advisors, LLC
November 2015 - August 2020 · 4 yrs 9 mos
Equitable Advisors, LLCBroker
November 2015 - August 2020 · 4 yrs 9 mos
LPL Financial LLC
September 2012 - November 2015 · 3 yrs 2 mos
LPL Financial LLCBroker
September 2012 - November 2015 · 3 yrs 2 mos
Financial Network Investment Corporation
June 2011 - September 2012 · 1 yr 3 mos
Financial Network Investment CorporationBroker
January 2011 - September 2012 · 1 yr 8 mos
Iwp Investments, LLCBroker
December 2001 - December 2010 · 9 yrs
Centaurus Financial, INC.Broker
September 2001 - December 2001 · 3 mos
Centaurus Financial, INC.Broker
January 2001 - August 2001 · 7 mos
AXA Advisors, LLCBroker
November 1992 - January 2001 · 8 yrs 2 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1992 - January 2000 · 7 yrs 2 mos
State Registrations12 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Kevin Ross - Financial Advisor | TrueAdvisor