EB
EB
Earl Breaux is a registered investment advisor, based in Baton Rouge, LA, with 32 years of industry experience.
Location
Baton Rouge, LA
Get directionsHistory
Regulatory History (1)
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Financial
November 2018Final
Other Business ActivitiesSells Insurance
Earl is an insurance agent since 2010, selling life, annuity, health, disability, and long-term care insurance products, taking about a third of his time. He also works as a notary, spending minimal time on this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Concourse Financial Group Advisors
July 2019 - February 2025 · 5 yrs 7 mos
Concourse Financial Group Securities, INC.Broker
July 2019 - February 2025 · 5 yrs 7 mos
Lincoln Financial Securities Corporation
December 2006 - July 2019 · 12 yrs 7 mos
Lincoln Financial Securities CorporationBroker
October 1997 - July 2019 · 21 yrs 9 mos
Jefferson-Pilot Investor Services, INC.Broker
April 1993 - October 1997 · 4 yrs 6 mos
State Registrations1 state
LA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.