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Confrence Gbaje

32 Years of Experience
New York, NY
3 DisclosuresBroker

Confrence Gbaje is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 32 years of industry experience. Confrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

40 Wall Street, New York, NY, 10005

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2011
Settled
Customer Dispute
February 1998
Denied
Customer Dispute
January 1997
Settled
Employment History
Current Registrations
A.G.P / Alliance Global Partners
March 2022 - Present · 4 yrs 7 mos
A.G.P. / Alliance Global PartnersBroker
February 2022 - Present · 4 yrs 8 mos
Previous Registrations
Aegis Capital CORP.Broker
March 2010 - March 2022 · 12 yrs
Gunnallen Financial, INCBroker
March 2007 - March 2010 · 3 yrs
Maxim Group LLCBroker
October 2002 - April 2007 · 4 yrs 6 mos
Investec Ernst & CompanyBroker
December 2000 - October 2002 · 1 yr 10 mos
Gkn Securities CORP.Broker
October 1996 - December 2000 · 4 yrs 2 mos
Gruntal & CO. IncorporatedBroker
January 1996 - October 1996 · 9 mos
Lew Lieberbaum & CO., INC.Broker
March 1995 - January 1996 · 10 mos
A. R. Baron & CO., INC.Broker
March 1994 - September 1994 · 6 mos
Emanuel and CompanyBroker
September 1993 - January 1994 · 4 mos
State Registrations20 states
CACODCFLGAILLAMAMDMSNCNJNYOHPARISCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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