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Clara Colorado
32 Years of Experience
8 DisclosuresBrokerSells Insurance
Clara Colorado is a registered investment advisor at Oriental Financial Services LLC, based in San Juan, PR, with 32 years of industry experience. Clara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 486 clients with $360M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
12 advisors
IM Fee
Planning only
Assets Under Management
$360.6M
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Location
254 Munoz Rivera Ave, 11th Floor, San Juan, PR, 00918
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
October 2018Settled
Customer Dispute
September 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
April 2018Withdrawn
Customer Dispute
March 2014Settled
Customer Dispute
January 2011Settled
Other Business ActivitiesSells Insurance
Clara is an insurance agent of Oriental Insurance LLC, selling life, fixed, and variable annuities. This activity takes a few hours per week.
Employment History
Current Registrations
Oriental Financial Services LLC
April 2021 - Present · 5 yrs
Oriental Financial Services LLCBroker
June 1993 - Present · 32 yrs 10 mos
State Registrations7 states
DCFLGANJPRTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.