Hector Rivera
Hector Rivera is a registered investment advisor at Oriental Financial Services LLC, based in San Juan, PR, with 20 years of industry experience. Hector is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 468 clients with $420M in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
254 Munoz Rivera Ave, 11th Floor, San Juan, PR, 00918
Get directionsHistory
Regulatory History (13)
Customer Dispute
November 2021Customer Dispute
January 2020Customer Dispute
September 2019Customer Dispute
April 2019Customer Dispute
December 2018Customer Dispute
October 2018Customer Dispute
September 2018Customer Dispute
August 2018Customer Dispute
April 2018Customer Dispute
February 2018Customer Dispute
November 2017Customer Dispute
June 2017Customer Dispute
July 2011Other Business ActivitiesSells Insurance
Hector is a capital partner in Cambioonline.com (inactive) and owns Roosevelt HC Realty, which is being liquidated. He is also an insurance agent with Oriental Insurance LLC, selling life, fixed, and variable annuities, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Oriental Financial Services LLC
Oriental Financial Services LLCBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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