AP
AP
Alexis Perez
20 Years of Experience
17 DisclosuresBrokerSells Insurance
Alexis Perez is a registered investment advisor at Oriental Financial Services LLC, based in San Juan, PR, with 20 years of industry experience. Alexis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 486 clients with $360M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
12 advisors
IM Fee
Planning only
Assets Under Management
$360.6M
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Location
254 Munoz Rivera Ave, 11th Floor, San Juan, PR, 00918
Get directionsHistory
Regulatory History (17)
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Customer Dispute
February 2024Settled
Customer Dispute
October 2023Withdrawn
Customer Dispute
August 2019Settled
Customer Dispute
June 2019Settled
Customer Dispute
April 2019Award / Judgment
Customer Dispute
November 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
April 2018Settled
Customer Dispute
February 2018Settled
Customer Dispute
January 2018Settled
Customer Dispute
September 2017Settled
Customer Dispute
July 2017Settled
Customer Dispute
October 2016Settled
Customer Dispute
February 2016Closed-No Action
Customer Dispute
October 2015Settled
Customer Dispute
December 2014Settled
Customer Dispute
April 2014Settled
Other Business ActivitiesSells Insurance
Alexis is an insurance agent of Oriental Insurance LLC, selling life, fixed, and variable annuities to clients for diversification. This activity takes a few hours per week.
Employment History
Current Registrations
Oriental Financial Services LLC
May 2021 - Present · 4 yrs 11 mos
Oriental Financial Services LLCBroker
June 2005 - Present · 20 yrs 10 mos
State Registrations5 states
FLGAOHPRVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.