MP
MP
Manuel Portela
28 Years of Experience
13 DisclosuresBrokerSells Insurance
Manuel Portela is a registered investment advisor at Oriental Financial Services LLC, based in San Juan, PR, with 28 years of industry experience. Manuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 486 clients with $360M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
12 advisors
IM Fee
Planning only
Assets Under Management
$360.6M
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Location
254 Munoz Rivera Ave, 11th Floor, San Juan, PR, 00918
Get directionsHistory
Regulatory History (13)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019Settled
Customer Dispute
August 2019Settled
Customer Dispute
July 2019Settled
Customer Dispute
June 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
May 2019Settled
Customer Dispute
February 2019Settled
Customer Dispute
January 2019Settled
Customer Dispute
September 2018Settled
Customer Dispute
June 2018Settled
Customer Dispute
March 2018Settled
Customer Dispute
November 2014Settled
Customer Dispute
March 2012Denied
Other Business ActivitiesSells Insurance
Manuel is an insurance agent with Oriental Insurance LLC, an OFS affiliate, selling life, fixed, and variable annuities. This activity takes a few hours per week.
Employment History
Current Registrations
Oriental Financial Services LLC
April 2021 - Present · 5 yrs
Oriental Financial Services LLCBroker
September 1997 - Present · 28 yrs 7 mos
State Registrations2 states
FLPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.