Seth Ripple
Seth Ripple is a CFP-designated registered investment advisor at Rockefeller Capital Management, based in Fort Lauderdale, FL, with 33 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 50,292 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Non-discretionary investment advisory and consulting fees are negotiable and max out at 2% of assets under management. Retirement plan services charge up to 1.25% with a $5,000 minimum annual fee.
Fee Estimator
Location
515 E Las Olas Blvd, Suite 1650, Fort Lauderdale, FL, 33301
Get directionsHistory
Regulatory History (1)
Customer Dispute
September 1997Employment History
Current Registrations
Rockefeller Financial LLCBroker
Rockefeller Capital Management
Rockefeller Capital Management
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Lehman Brothers INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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