Karleen Halliwell
Karleen Halliwell is a registered investment advisor at Rockefeller Capital Management, based in Fort Lauderdale, FL, with 30 years of industry experience. Karleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,950 clients with $70B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Rockefeller Financial offers investment advisory services for a fee, either as a flat annual dollar amount or as a percentage of the value of your portfolio. The specific fee will depend on the type of advisory service you receive and will be agreed upon with your advisor. The fees you pay may differ from those paid by other clients, based on factors like the scope and size of your relationship, the complexity of your needs, and your advisor's approach.
Location
515 E Las Olas Blvd, Suite 1650, Fort Lauderdale, FL, 33301
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Regulatory History (1)
Customer Dispute
July 2020Other Business Activities
Karleen is a trustee at Miami Country Day School, involved in development and planned giving. She chairs the Investment Committee, facilitating quarterly meetings with the school endowment's investment manager.
Employment History
Current Registrations
Rockefeller Capital Management
Rockefeller Capital Management
Rockefeller Financial LLCBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Prudential Securities IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.