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Alan Schantz

Kestra Advisory Services, LLC
33 Years of Experience
Armonk, NY
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alan Schantz is a registered investment advisor at Kestra Advisory Services, LLC, based in Armonk, NY, with 33 years of industry experience. Alan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1450 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

84 Business Park Dr. Suite 304, Armonk, NY, 10504

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan is the President of Schantz Wealth Services, a DBA for his registered representative activities through Kestra Investment Services, LLC, and insurance-related business, including health, life insurance, and fixed annuities, taking up nearly all of his time. He is also an Investment Advisor Representative with Kestra Advisory Services, LLC and a registered representative at Westchester Benefit Group Inc.

Employment History
Current Registrations
Kestra Advisory Services, LLC
June 2021 - Present · 5 yrs 4 mos
Kestra Investment Services, LLCBroker
November 2003 - Present · 22 yrs 11 mos
Kestra Investment Services, LLC
November 2003 - Present · 22 yrs 11 mos
Previous Registrations
Veravest Investments, INC.Broker
January 1993 - November 2003 · 10 yrs 10 mos
State Registrations16 states
CACTDEFLINMAMINCNJNYPASCTXVAVirgin IslandsWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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