Orlando Cruz is a registered investment advisor, based in Charlotte, NC, with 25 years of industry experience.
Location
Charlotte, NC
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ameritas Investment Company, LLCBroker
June 2024 - Present · 1 yr 11 mos
Ameritas Advisory Services, LLC
June 2024 - Present · 1 yr 11 mos
Ameritas Investment Company, LLC
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Missionsquare Retirement
May 2020 - May 2023 · 3 yrs
Missionsquare Investment ServicesBroker
May 2020 - May 2023 · 3 yrs
PNC InvestmentsBroker
January 2017 - May 2020 · 3 yrs 4 mos
PNC Investments
January 2017 - May 2020 · 3 yrs 4 mos
Msi Financial Services, INC.
May 2014 - December 2016 · 2 yrs 7 mos
Msi Financial Services, INC.Broker
May 2014 - December 2016 · 2 yrs 7 mos
New England SecuritiesBroker
May 2014 - January 2015 · 8 mos
Suntrust Investment Services, INC.
February 2013 - May 2014 · 1 yr 3 mos
Suntrust Investment Services, INC.Broker
January 2013 - May 2014 · 1 yr 4 mos
Ing Financial Partners, INC.Broker
April 2011 - September 2012 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
March 2002 - March 2011 · 9 yrs
First Union Capital Markets CORP.Broker
January 1993 - October 1995 · 2 yrs 9 mos
State Registrations2 states
NCNE
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.