MH
MH

Michelle Hart

29 Years of Experience
New York, NY
5 DisclosuresBroker

Michelle Hart is a registered investment advisor at Morgan Stanley, based in New York, NY, with 29 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

One Penn Plaza, 43rd Floor, New York, NY, 10119

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Settled
Customer Dispute
June 2008
Settled
Customer Dispute
April 2007
Withdrawn
Customer Dispute
July 2004
Denied
Customer Dispute
March 2000
Settled
Employment History
Current Registrations
Morgan Stanley
April 2017 - Present · 9 yrs 1 mo
Morgan StanleyBroker
April 2017 - Present · 9 yrs 1 mo
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - May 2017 · 4 yrs 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2017 · 4 yrs 7 mos
Chase Investment Services CORP.
March 2000 - October 2012 · 12 yrs 7 mos
Chase Investment Services CORP.Broker
June 1998 - October 2012 · 14 yrs 4 mos
Fechtor, Detwiler & CO., INC.Broker
October 1997 - April 1998 · 6 mos
Meyers Pollock Robbins, INC.Broker
May 1996 - December 1996 · 7 mos
Constellation Convertibles L.P.Broker
May 1994 - June 1994 · 1 mo
Josephthal Lyon & Ross IncorporatedBroker
April 1993 - May 1994 · 1 yr 1 mo
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.