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Stephen Hatcher

32 Years of Experience
Scottsdale, AZ
6 DisclosuresBroker

Stephen Hatcher is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Scottsdale, AZ, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

14648 N Scottsdale Rd, Ste 175, Scottsdale, AZ, 85254

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Denied
Customer Dispute
February 2003
Denied
Customer Dispute
April 2001
Denied
Customer Dispute
May 2000
Closed-No Action
Customer Dispute
September 1999
Settled
Customer Dispute
May 1998
Settled
Other Business Activities

Stephen is a committee member for the Town of Carefree Water Oversight Committee and a council member for Carefree City Council, dedicating minimal time to each. He is also an LLC member of AZ Bingo Enterprises, spending minimal time on this activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2021 - Present · 5 yrs 2 mos
Robert W. Baird & CO. Incorporated
July 2021 - Present · 5 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2009 - July 2021 · 11 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - July 2021 · 12 yrs 5 mos
UBS Financial Services INC.
September 1999 - March 2009 · 9 yrs 6 mos
UBS Financial Services INC.Broker
September 1999 - March 2009 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - September 1999 · 6 yrs 3 mos
State Registrations26 states
AKAZCACOFLGAIAIDILKYMDMIMNMONCNJNMNVNYOHORPATNTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.