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Stephen Hatcher

Robert W. Baird & CO. Incorporated
33 Years of Experience
Scottsdale, AZ
6 DisclosuresBroker
View SEC Summary
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Stephen Hatcher is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Scottsdale, AZ, with 33 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

View Full SEC Brochure

Location

14648 N Scottsdale Rd, Ste 175, Scottsdale, AZ, 85254

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016
Denied
Customer Dispute
February 2003
Denied
Customer Dispute
April 2001
Denied
Customer Dispute
May 2000
Closed-No Action
Customer Dispute
September 1999
Settled
Customer Dispute
May 1998
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen is a committee member for the Town of Carefree Water Oversight Committee and a council member for Carefree City Council, dedicating minimal time to each. He is also an LLC member of AZ Bingo Enterprises, spending minimal time on this activity.

Employment History
Current Registrations
Robert W. Baird & CO. IncorporatedBroker
July 2021 - Present · 5 yrs 3 mos
Robert W. Baird & CO. Incorporated
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2009 - July 2021 · 11 yrs 11 mos
Wells Fargo Clearing Services, LLCBroker
February 2009 - July 2021 · 12 yrs 5 mos
UBS Financial Services INC.
September 1999 - March 2009 · 9 yrs 6 mos
UBS Financial Services INC.Broker
September 1999 - March 2009 · 9 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - September 1999 · 6 yrs 3 mos
State Registrations28 states
AKALAZCACOFLGAIAIDILKYMDMIMNMONCNJNMNVNYOHORPATNTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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