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Emmanuel Tsesmelis

19 Years of Experience
Tarpon Springs, FL
2 DisclosuresBroker

Emmanuel Tsesmelis is a registered investment advisor at LPL Financial LLC, based in Tarpon Springs, FL, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

210 S Pinellas Ave, Suite 212, Tarpon Springs, FL, 34689

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2018
Final
Criminal
April 1995
Final Disposition
Other Business Activities

Emmanuel operates TSESMELIS WEALTH MANAGEMENT as a DBA for his LPL business. He dedicates 100% of his time to this activity.

Employment History
Current Registrations
LPL Financial LLC
December 2014 - Present · 11 yrs 5 mos
LPL Financial LLCBroker
November 2014 - Present · 11 yrs 6 mos
Previous Registrations
Wells Fargo Advisors, LLC
August 2012 - December 2014 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
July 2012 - December 2014 · 2 yrs 5 mos
Edward Jones
March 2009 - August 2012 · 3 yrs 5 mos
Edward JonesBroker
February 2009 - August 2012 · 3 yrs 6 mos
John Hancock Distributors, INC.Broker
November 1994 - October 1995 · 11 mos
John Hancock Mutual Life Insurance CompanyBroker
November 1994 - October 1995 · 11 mos
F.N. Wolf & CO., INC.Broker
June 1993 - July 1994 · 1 yr 1 mo
State Registrations13 states
COFLGAMANCNJNYOHPARISCWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.