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Stephen Enochs
32 Years of Experience
Mcdonough, GA
2 DisclosuresBrokerSells Insurance
Stephen Enochs is a registered investment advisor, based in Mcdonough, GA, with 32 years of industry experience.
Location
1600 Pennsylvania Ave., Mcdonough, GA, 30253
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Regulatory History (2)
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Customer Dispute
October 2009Settled
Employment Separation After Allegations
March 1996Other Business ActivitiesSells Insurance
Stephen is the President of S. Enochs Investments LLC, dedicating full-time hours during trading hours. He also works as an insurance broker for TruChoice since 2012, selling various annuities and insurance products, dedicating minimal time.
Employment History
Current Registrations
American Global Wealth Management, INC.
January 2026 - Present · 4 mos
American Global Wealth Management, INC.Broker
January 2026 - Present · 4 mos
Cape Investment Advisory, INC.
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Cape Securities INC.Broker
August 2009 - January 2026 · 16 yrs 5 mos
Aura Asset Management, INC.
March 2004 - November 2009 · 5 yrs 8 mos
Aura Financial Services, INC.
February 2003 - December 2004 · 1 yr 10 mos
Aura Financial Services, INC.Broker
November 2001 - August 2009 · 7 yrs 9 mos
UBS Painewebber INC.Broker
August 2000 - November 2001 · 1 yr 3 mos
J.C. Bradford & CO.Broker
April 1996 - August 2000 · 4 yrs 4 mos
The Robinson-Humphrey Company INC.Broker
June 1993 - March 1996 · 2 yrs 9 mos
State Registrations15 states
ALAZCACOFLGAKYLAMANCNMNYSCTXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.