HH
HH
Heather Hayes
31 Years of Experience
Jacksonville, FL
1 DisclosureBroker
Heather Hayes is a registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
6735 Southpoint Drive, Jacksonville, FL, 32216
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2012Final
Employment History
Current Registrations
Morgan StanleyBroker
May 2024 - Present · 2 yrs
Morgan Stanley
May 2024 - Present · 2 yrs
Previous Registrations
UBS Financial Services INC.
November 2011 - May 2024 · 12 yrs 6 mos
UBS Financial Services INC.Broker
November 2011 - May 2024 · 12 yrs 6 mos
LPL Financial LLCBroker
June 2009 - November 2011 · 2 yrs 5 mos
LPL Financial LLC
June 2009 - November 2011 · 2 yrs 5 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2009 · 0 mos
Morgan Stanley Smith BarneyBroker
June 2009 - June 2009 · 0 mos
Citigroup Global Markets INC.
July 2007 - June 2009 · 1 yr 11 mos
Citigroup Global Markets INC.Broker
March 1995 - June 2009 · 14 yrs 3 mos
Key Brokerage Company, INC.Broker
June 1994 - November 1994 · 5 mos
State Registrations19 states
CACOCTFLGAIDILKSMIMNMSNCNJNYPATNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.