RH
RH
Robert Hanes is a registered investment advisor at Morgan Stanley, based in Purchase, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
2000 Westchester Avenue, 1Nc, Purchase, NY, 10577
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Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2016Denied
Customer Dispute
September 2011Settled
Customer Dispute
May 2008Settled
Customer Dispute
April 2008Denied
Other Business Activities
Robert is involved in a private mortgage family loan in Bellmore, New York, since September 2023. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Morgan StanleyBroker
October 2021 - Present · 4 yrs 7 mos
Morgan Stanley
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - October 2021 · 14 yrs 5 mos
Citigroup Global Markets INC.
May 2007 - October 2021 · 14 yrs 5 mos
Citicorp Investment Services
November 2004 - May 2007 · 2 yrs 6 mos
Citicorp Investment ServicesBroker
June 1993 - May 2007 · 13 yrs 11 mos
State Registrations38 states
AKAZCACOCTDCDEFLGAHIIDILMAMDMEMIMNMONCNENHNJNMNVNYOHORPAPRRISCSDTNTXVAVTWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.