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Andrew Kadala

32 Years of Experience
Annapolis, MD
3 DisclosuresBrokerSells Insurance

Andrew Kadala is a registered investment advisor at Cetera Investment Advisers LLC, based in Annapolis, MD, with 32 years of industry experience. Andrew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Annapolis, MD

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2019
Customer Dispute
February 2012
Denied
Customer Dispute
July 2002
Settled
Other Business ActivitiesSells Insurance

Andrew is a member at large for the Fishing Creek Farm HOA, dedicating minimal time to community maintenance. He also works as an investment advisor for Fishing Creek Financial LLC, providing investment advice for securities, insurance, and annuities, which takes about a quarter of his time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
September 2017 - March 2024 · 6 yrs 6 mos
Wells Fargo Clearing Services, LLC
February 2015 - October 2017 · 2 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2015 - October 2017 · 2 yrs 8 mos
Morgan Stanley
June 2009 - February 2015 · 5 yrs 8 mos
Morgan StanleyBroker
June 2009 - February 2015 · 5 yrs 8 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2004 - April 2007 · 3 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2004 - April 2007 · 3 yrs 2 mos
Citigroup Global Markets INC.
January 1999 - February 2004 · 5 yrs 1 mo
Citigroup Global Markets INC.Broker
January 1995 - February 2004 · 9 yrs 1 mo
John Hancock Distributors, INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
John Hancock Mutual Life Insurance CompanyBroker
July 1993 - December 1994 · 1 yr 5 mos
State Registrations13 states
AZCACODCDEFLMDNCNJNYSCUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Kadala - Financial Advisor | TrueAdvisor