Stephen Holt
Stephen Holt is a registered investment advisor at Cetera Investment Advisers LLC, based in Annapolis, MD, with 18 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
101 Annapolis Street, Annapolis, MD, 21401
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Regulatory History (4)
Judgment / Lien
May 2026Judgment / Lien
August 2025Judgment / Lien
August 2023Judgment / Lien
August 2023Other Business ActivitiesSells Insurance
Stephen is an insurance agent with Premier Planning Group, offering disability, long-term care, and life insurance, and a managing partner with Premier Planning Group, Inc. DBA Premier Planning Wealth Management, dedicating full-time hours to these activities. He also holds positions in several non-profit organizations, requiring minimal time commitment.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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