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Brian Gibbons

28 Years of Experience
Annapolis, MD
1 DisclosureBroker

Brian Gibbons is a registered investment advisor at Cetera Investment Advisers LLC, based in Annapolis, MD, with 28 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1000 Bestgate Road, Annapolis, MD, 21401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2002
Closed-No Action
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 6 mos
Cetera Investment Services LLCBroker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - January 2024 · 6 yrs 10 mos
MML Investors Services, LLC
March 2017 - January 2024 · 6 yrs 10 mos
Msi Financial Services, INC.Broker
August 2011 - March 2017 · 5 yrs 7 mos
Msi Financial Services, INC.
August 2011 - March 2017 · 5 yrs 7 mos
Wells Fargo Advisors, LLC
September 2009 - February 2011 · 1 yr 5 mos
Wells Fargo Advisors, LLCBroker
September 2009 - February 2011 · 1 yr 5 mos
Suntrust Investment Services, INC.
January 2003 - September 2009 · 6 yrs 8 mos
Suntrust Investment Services, INC.Broker
May 2000 - September 2009 · 9 yrs 4 mos
Crestar Securities CorporationBroker
February 1998 - May 2000 · 2 yrs 3 mos
American Express Financial Advisors INC.Broker
September 1997 - February 1998 · 5 mos
Ids Life Insurance CompanyBroker
September 1997 - February 1998 · 5 mos
Washington Investment CorporationBroker
November 1996 - August 1997 · 9 mos
State Registrations8 states
DCDEFLMDNCOHSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Gibbons - Financial Advisor | TrueAdvisor