David Hawkins
David Hawkins is a registered investment advisor at Cetera Investment Advisers LLC, based in Annapolis, MD, with 11 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1000 Bestgate Road, Annapolis, MD, 21401
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Regulatory History (1)
Financial
March 2023Other Business ActivitiesSells Insurance
David is a principal at Capitol Insurance Services, selling property and casualty, group insurance, and health insurance, dedicating about a quarter of his time. He is also a principal at Wayne Enterprises LLC, a consulting firm, spending nearly full-time assisting small business owners, and a partner in Wayne Enterprises LLC's custard/Italian ice shop and mobile pet grooming businesses, spending a few hours per week on bookkeeping for each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Pruco Securities, LLC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.