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Todd Showalter

Wells Fargo Advisors
33 Years of Experience
Chicago, IL
1 DisclosureBroker
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Todd Showalter is a registered investment advisor at Wells Fargo Advisors, based in Chicago, IL, with 33 years of industry experience. Todd is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

30 S Wacker Dr 39th & 40th Fls, Chicago, IL, 60606

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2006
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
March 2016 - Present · 10 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2016 - Present · 10 yrs 7 mos
Previous Registrations
Credit Suisse Securities (USA) LLC
September 2008 - April 2016 · 7 yrs 7 mos
Credit Suisse Securities (USA) LLCBroker
September 2008 - April 2016 · 7 yrs 7 mos
Lehman Brothers INC.
June 2004 - September 2008 · 4 yrs 3 mos
Lehman Brothers INC.Broker
June 2003 - September 2008 · 5 yrs 3 mos
Banc of America Securities LLC
December 2000 - June 2003 · 2 yrs 6 mos
Banc of America Securities LLCBroker
September 2000 - June 2003 · 2 yrs 9 mos
Mesirow Financial, INC.Broker
February 1994 - July 2000 · 6 yrs 5 mos
Young Capital Group (limited Partnership)Broker
July 1993 - February 1994 · 7 mos
State Registrations24 states
AZCACOFLGAILINKSKYMDMIMNMONCNJNVNYOHORSCTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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