Phillip Vance is a registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
360 Delaware Avenue, Suite 400, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Phillip provides investment advisory services through Sterling Investment Counsel LLC, dedicating about 10-20% of his time. He is also involved with Specific Solutions, Inc. and Jensen, Marks, Langer & Vance LLC, spending about a quarter of his time on the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
Sterling Investment Counsel, LLC
Previous Registrations
LPL Financial LLC
Sii Investments, INC.
Sii Investments, INC.Broker
1717 Capital Management Company
1717 Capital Management CompanyBroker
State Registrations20 states
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