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Ben Dembin

A.G.P / Alliance Global Partners
33 Years of Experience
Boca Raton, FL
Broker
View SEC Summary
View SEC Summary

Ben Dembin is a registered investment advisor at A.G.P / Alliance Global Partners, based in Boca Raton, FL, with 33 years of industry experience. Ben is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.

A.G.P / Alliance Global Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
131 advisors
Number of Clients
6,959 clients
Average Client Portfolio
$331K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Fees are negotiable and range up to 3% for the Portfolio Adviser II and EPC programs, up to 2% for the Wrap Fee Program, and up to 2.5% for other third-party management programs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Fountain Square, 2700 N. Military Trail, Suite 230, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
A.G.P. / Alliance Global PartnersBroker
May 2019 - Present · 7 yrs 5 mos
A.G.P / Alliance Global Partners
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Morgan Stanley
August 2010 - May 2019 · 8 yrs 9 mos
Morgan StanleyBroker
August 2010 - May 2019 · 8 yrs 9 mos
Wells Fargo Advisors, LLC
July 2006 - August 2010 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
October 2005 - August 2010 · 4 yrs 10 mos
Meyers Associates, L.P.Broker
September 2003 - September 2005 · 2 yrs
R.M. Stark & CO., INC.Broker
November 1999 - September 2003 · 3 yrs 10 mos
Investacorp, INC.Broker
August 1999 - November 1999 · 3 mos
Jwgenesis Securities, INC.Broker
March 1998 - July 1999 · 1 yr 4 mos
Gkn Securities CORP.Broker
November 1994 - March 1998 · 3 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1993 - December 1994 · 1 yr 5 mos
Equico Securities, INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
State Registrations11 states
CACOCTFLGAILMDMONJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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