TrueAdvisor
TrueAdvisor
BD
BD

Ben David Dembin

A.G.P / Alliance Global Partners
32 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
A.G.P / Alliance Global Partners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

Location

Fountain Square, 2700 N. Military Trail, Suite 230, Boca Raton, FL, 33431

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
A.G.P / Alliance Global Partners
May 2019 - Present · 6 yrs 9 mos
A.G.P. / Alliance Global PartnersBroker
May 2019 - Present · 6 yrs 9 mos
Previous Registrations
Morgan Stanley
August 2010 - May 2019 · 8 yrs 9 mos
Morgan StanleyBroker
August 2010 - May 2019 · 8 yrs 9 mos
Wells Fargo Advisors, LLC
July 2006 - August 2010 · 4 yrs 1 mo
Wells Fargo Advisors, LLCBroker
October 2005 - August 2010 · 4 yrs 10 mos
Meyers Associates, L.P.Broker
September 2003 - September 2005 · 2 yrs
R.M. Stark & CO., INC.Broker
November 1999 - September 2003 · 3 yrs 10 mos
Investacorp, INC.Broker
August 1999 - November 1999 · 3 mos
Jwgenesis Securities, INC.Broker
March 1998 - July 1999 · 1 yr 4 mos
Gkn Securities CORP.Broker
November 1994 - March 1998 · 3 yrs 4 mos
Equico Securities, INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
The Equitable Life Assurance Society of the United StatesBroker
July 1993 - December 1994 · 1 yr 5 mos
State Registrations13 states
CACOCTFLGAHIILMDMONJNYORVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.