Pan Kwe
Pan Kwe is a CFP-designated registered investment advisor at LPL Financial LLC, based in Torrance, CA, with 31 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
21253 Hawthorne Blvd Ste A-10, Torrance, CA, 90503
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
July 1997Customer Dispute
June 1997Other Business ActivitiesSells Insurance
Pan operates Pathway Wealth Management as a DBA for LPL business, dedicating full-time hours to it. He also owns rental property and is involved with Pathway Life Wealth Management Insurance Solutions, each requiring minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Investment Advisers LLC
LPL Financial LLCBroker
LPL Financial LLC
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Wescom Financial Services, LLC
Wescom Financial Services, LLC
Wescom Financial ServicesBroker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Uvest Financial Services Group, INC.
Uvest Financial Services Group, INC.Broker
Guaranty Brokerage Services, INC.Broker
Fiserv Investor Services, INC.Broker
Independent Financial Securities, INC.Broker
Fimco Securities Group, INC.Broker
Great Western Financial Securities CorporationBroker
Fortis Investors, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.