SK
SK

Sean Kilduff

32 Years of Experience
New York, NY
1 DisclosureBroker

Sean Kilduff is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

299 Park Ave, 26th Floor, New York, NY, 10171

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2004
Settled
Other Business Activities

Sean was a member of the Chaminade High School Alumni Board from 2015 to 2018, fostering alumni relations. Sean is also an advisor for Medpower LLC, a healthcare e-learning solutions provider, and may influence company actions.

Employment History
Current Registrations
UBS Financial Services INC.
November 2007 - Present · 18 yrs 6 mos
UBS Financial Services INC.Broker
November 2007 - Present · 18 yrs 6 mos
UBS Financial Services INC.
November 2007 - Present · 18 yrs 6 mos
Previous Registrations
Morgan Stanley & CO., IncorporatedBroker
April 2007 - November 2007 · 7 mos
Morgan Stanley & CO., Incorporated
April 2007 - November 2007 · 7 mos
Morgan Stanley
December 2002 - April 2007 · 4 yrs 4 mos
Morgan Stanley Dw INC.Broker
February 1999 - April 2007 · 8 yrs 2 mos
Painewebber IncorporatedBroker
September 1995 - February 1999 · 3 yrs 5 mos
Lehman Brothers INC.Broker
August 1993 - September 1995 · 2 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean Kilduff - Financial Advisor | TrueAdvisor